Opportunity Information: Apply for DE FOA 0002380
FY2021 Phase II Release 1 (DE-FOA-0002380) is a discretionary funding opportunity from the U.S. Department of Energy (DOE), Office of Science, created on October 19, 2020. It sits within the DOE SBIR/STTR program and supports science and technology research and development by helping prior DOE SBIR/STTR performers move beyond early-stage feasibility work into more advanced R and D and commercialization preparation.
The main purpose of the announcement is to invite eligible prior awardees to apply for Phase II funding. Specifically, DOE is seeking applications from organizations that already hold DOE Phase I awards and, where applicable, from existing Phase II awardees pursuing follow-on efforts (the announcement notes initial, second, and third Phase II awards). The funding can be issued either as a grant or as a cooperative agreement, meaning some awards may involve more substantial DOE involvement in project oversight and technical coordination than a typical grant, depending on the structure selected for a given project.
Eligibility is limited to small businesses, consistent with the SBIR/STTR framework. The technical scope is organized by topics, and applicants are directed to the DOE SBIR/STTR Funding Opportunities page for the specific topic descriptions and requirements. In practice, that means the detailed technical areas, subtopics, and any topic-specific expectations (such as milestones, deliverables, or targeted application domains) are defined outside the short synopsis and must be selected and followed as part of the application.
From a funding and scale standpoint, the FOA lists an award ceiling of $1,500,000 and anticipates making around 100 awards. The program is categorized under CFDA 81.049, reflecting the DOE Office of Science SBIR/STTR assistance listing. The original closing date for submissions was January 5, 2021, which sets the timeline for the FY2021 Phase II Release 1 competition cycle.
Overall, this opportunity is designed for small businesses that have already demonstrated promising results under DOE SBIR/STTR and are ready to carry that work into a larger Phase II effort, potentially including additional follow-on Phase II work where permitted. The key next step for an interested applicant is to review the topic descriptions and any instructions posted on the DOE SBIR/STTR site referenced in the announcement, since those details govern what DOE will consider responsive and how applications will be evaluated within each topic area.Apply for DE FOA 0002380
- The Department of Energy - Office of Science, Office of Science in the science and technology and other research and development sector is offering a public funding opportunity titled "FY2021 Phase II Release 1" and is now available to receive applicants.
- Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 81.049.
- This funding opportunity was created on Oct 19, 2020.
- Applicants must submit their applications by Jan 05, 2021. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
- Each selected applicant is eligible to receive up to $1,500,000.00 in funding.
- The number of recipients for this funding is limited to 100 candidate(s).
- Eligible applicants include: Small businesses.
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Frequently Asked Questions (FAQs) - FY2021 Phase II Release 1 (DE-FOA-0002380)
What is FY2021 Phase II Release 1 (DE-FOA-0002380)?
FY2021 Phase II Release 1 (DE-FOA-0002380) is a discretionary funding opportunity issued by the U.S. Department of Energy (DOE), Office of Science, under the DOE SBIR/STTR program. It was created on October 19, 2020.
What is the main purpose of this funding opportunity?
The announcement invites eligible prior DOE SBIR/STTR awardees to apply for Phase II funding to move beyond early-stage feasibility work and into more advanced research and development (R and D) and commercialization preparation.
Who is eligible to apply?
Eligibility is limited to small businesses, consistent with the DOE SBIR/STTR framework. DOE is seeking applications from organizations that already hold DOE Phase I awards and, where applicable, from existing Phase II awardees pursuing follow-on efforts (including initial, second, and third Phase II awards, as noted in the announcement).
Does this opportunity allow current Phase II awardees to apply again?
Yes. The announcement indicates that, where applicable, existing Phase II awardees may pursue follow-on efforts, and it references initial, second, and third Phase II awards.
Is this opportunity only for prior DOE SBIR/STTR performers?
Yes. The stated intent is to support prior DOE SBIR/STTR performers, specifically those with DOE Phase I awards, and potentially current Phase II awardees pursuing permitted follow-on work.
What kind of funding instrument will DOE use?
DOE may issue awards either as grants or as cooperative agreements. A cooperative agreement may involve more substantial DOE involvement in project oversight and technical coordination than a typical grant, depending on the structure selected for a given project.
What is the maximum award amount (award ceiling)?
The FOA lists an award ceiling of $1,500,000.
How many awards does DOE expect to make?
The FOA anticipates making around 100 awards.
What types of activities does this Phase II funding support?
This Phase II opportunity supports science and technology research and development and helps small businesses advance promising work beyond feasibility toward more advanced R and D and commercialization preparation.
How is the technical scope of the opportunity organized?
The technical scope is organized by topics. Applicants are directed to the DOE SBIR/STTR Funding Opportunities page for specific topic descriptions and requirements.
Where do applicants find the topic descriptions and detailed requirements?
The synopsis directs applicants to the DOE SBIR/STTR Funding Opportunities page. Topic descriptions, subtopics, and any topic-specific expectations (such as milestones, deliverables, or targeted application domains) are defined there and must be selected and followed as part of the application.
Are the detailed technical areas included in this synopsis?
No. The synopsis explains that the detailed technical areas, subtopics, and topic-specific expectations are defined outside the short synopsis on the DOE SBIR/STTR site.
What is CFDA 81.049, and how does it relate to this opportunity?
The opportunity is categorized under CFDA 81.049, which reflects the DOE Office of Science SBIR/STTR assistance listing.
When was this funding opportunity created?
The funding opportunity was created on October 19, 2020.
What was the closing date for submissions?
The original closing date for submissions was January 5, 2021, which set the timeline for the FY2021 Phase II Release 1 competition cycle.
What is the next step if an organization is interested in applying?
The key next step is to review the topic descriptions and any instructions posted on the DOE SBIR/STTR site referenced in the announcement, because those details govern what DOE will consider responsive and how applications will be evaluated within each topic area.
How will applications be judged for responsiveness and evaluation?
Based on the synopsis, responsiveness and evaluation are governed by the topic descriptions and instructions posted on the DOE SBIR/STTR site, and applicants must select and follow the appropriate topic-specific requirements.
What makes this a Phase II opportunity rather than Phase I?
This announcement is specifically designed to help prior performers move beyond early-stage feasibility work (Phase I) into a larger, more advanced Phase II R and D effort with a focus that can include commercialization preparation.
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